FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
|
[ ] Check this box if no longer |
Washington, D.C. 20549 |
OMB Number 3235-0287 |
(Print or Type Responses) |
BENEFICIAL OWNERSHIP |
|
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Schalter Richard J. (Last) (First) (Middle) |
4. Statement for Month/Year August 29, 2002 |
| c/o Spartan Motors, Inc. 1165 Reynolds Road (Street) |
5. If Amendment, Date of Original (Month/Year) |
| Charlotte Michigan 48813 (City) (State) (Zip) |
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| 2. Issuer Name and
Ticker or Trading Symbol Spartan Motors, Inc. ("SPAR") |
6. Relationship of
Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner X Officer (give title Other (specify below) below) Executive Vice President |
| 3. I.R.S. or Social
Security Number of Reporting Person (Voluntary) |
7. Individual or Joint/Group
Filing (Check Applicable Line) X Form Filed by One Reporting Person Form Filed by More than One Reporting Person |
| Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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| 1. Title of Security (Instr. 3) |
2. Transaction Date (Month/ Day/ Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) |
4. Securities Acquired
(A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Di- rect (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | Amount | (A) or (D) | Price | |||||||
| Common Stock |
8/29/02
|
M
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5,640
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A
|
$4.188
|
see below
|
D
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||||
| Common Stock |
8/29/02
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M
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12,500
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A
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$5.75
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see below
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D
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||||
| Common Stock |
8/29/02
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S
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18,140
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D
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$10.80
|
900
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D
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| Common Stock |
3,363
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I
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Through retirement plan
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| Common Stock |
100
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I
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By daughter
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| Common Stock |
75
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I
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By son
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| Common Stock |
50
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I
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By daughter
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| Form 4 (continued) | Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
| 1. Title of Derivative
Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/ Day/ Year) |
3A. Deemed Execution
Date, if any (Month/ Day/ Year) |
4. Transaction Code (Instr. 8) |
5. Number
of Deriva- tive Securities Ac- quired (A) or Dis- posed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
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| Stock Option (right to buy) |
$4.188
|
8/29/02
|
M |
5,640
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6/30/00 | 6/29/10 | |||
| Stock Option (right to buy) |
$5.75
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8/29/02
|
M |
12,500
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6/30/99 | 6/29/09 | |||
| 7. Title and Amount
of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Securitie(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) | 10. Ownership Form of Derivative Securities Beneficially Owned at End of Month (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
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Title
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Amount of Number of Shares
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|
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| Common Stock |
7,500
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$4.188
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1,860 | D | |||
| Common Stock |
12,500
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$5.75
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0 | D | |||
Explanation of Responses:
| Reminder: Report on a separate
line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
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| **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. |
By: /s/ Richard J. Schalter |
September 3, 2002 | ||
| See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
*Signature of Reporting Person
|
Date | ||
| Note: File three copies of this
Form, one of which must be manually signed. If space
provided is insufficient, see Instruction 6 for procedure. |
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